Position
Senior Compliance Manager
Location
Japan (Regional Asia Coverage)
Employment Type
Full-time, Permanent
About the Company
A well-established global private equity investment firm with over four decades of history is seeking a Senior Compliance Manager to join its Japan office. The firm is known for its entrepreneurial culture, collaborative working environment, and long-term commitment to delivering value to clients and investment partners.
With continued global expansion, the organization values professionals who thrive in an open, team-oriented culture that encourages diversity of thought, innovation, and mutual respect. The firm maintains a stable, high-performing environment with strong employee retention and opportunities for long-term career growth.
Role Overview
Reporting to the Head of Asia Compliance, this position will be responsible for supporting and implementing the firm’s global compliance framework while ensuring adherence to regulatory requirements in Japan.
Although the primary focus will be Japanese regulatory compliance, the role will also contribute to broader Asia-Pacific compliance initiatives.
Key Responsibilities
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Ensure ongoing compliance with Japanese regulatory requirements and assist with regional compliance matters as needed
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Develop, maintain, and enhance internal compliance policies and procedures
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Deliver regular compliance training sessions to employees
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Monitor adherence to regulatory obligations and internal standards
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Prepare and submit required regulatory filings and reports
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Serve as a point of contact for regulatory authorities and represent the firm in regulatory matters
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Provide additional compliance support as required
Ideal Candidate Profile
The successful candidate will demonstrate:
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Strong knowledge of Japanese securities laws and regulations, particularly those applicable to Type II Financial Instruments Business operators and private fund marketing and distribution
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Familiarity with retail fund distribution regulations in Japan (advantageous but not mandatory)
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Understanding of compliance requirements in other Asia-Pacific jurisdictions such as Korea, Hong Kong, Singapore, or Australia (beneficial but not required)
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Experience working collaboratively with regional offices and global headquarters
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Ability to interpret complex regulatory frameworks and clearly communicate compliance requirements to stakeholders
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Strong organizational skills and the ability to manage multiple priorities in time-sensitive situations
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A proactive and confident professional approach with high ethical standards
What You Bring
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A solutions-oriented mindset with the ability to work cross-functionally
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Capability to work independently while contributing to a collaborative team environment
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Excellent written and verbal communication skills in English
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Experience interacting with senior leadership and executive stakeholders
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Strong documentation skills and exceptional attention to detail
Education
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Bachelor’s degree required
Experience
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Approximately 7–10 years of relevant experience in compliance, regulatory affairs, or a related field within financial services preferred