Compliance Officer

Location Tokyo
Discipline Legal & Compliance
Job type Permanent
Salary negotiatable
Reference 36440


One of the largest investment management firm based in the United States


  • Develop and revise a compliance manual and a compliance program to ensure compliance with laws and regulations

  • Report the status of compliance with laws and regulations to Compliance Committee

  • Develop and revise a plan and implement an internal audit

  • Request a report of compliance-related matters and make a recommendation as required

  • Develop, revise, and implement required policies/rules to avoid insider trading and manage related information

  • Accept and manage to whistle-blow appropriately and protect whistle-blowers

  • Assist the board of REIT regarding compliance-related matters Skills/Qualifications


  • More than one-year experience working as a compliance officer

  • Bachelor’s degree

  • Must have more than one-year experience working as a compliance officer of an "Investment management business (投資運用業)" who has a discretionary investment management license

  • Fluent in Japanese and English

  • Have a basic knowledge in law, regulations and compliance matters of real estate companies


Contact NAME: Dylan Kuronuma


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