Internal Auditor

Location Tokyo
Discipline Accounting & Finance
Job type Permanent
Salary Negotiable based on Experience
Reference 36262


Global Independent Investment Management Company


【Job Responsibilities】

  • Perform East Asia and Asia region-based audits covering equity, fixed income and private equity investment management, sales distribution and supervision, compliance, operational, risk, and performance, as well as corporate function audits

  • Draft audit announcement memos, narratives, flow charts, risk assessments, control matrices, and audit procedures

  • Document and assess internal controls, identify strengths and weaknesses of financial and operational controls, and recommend business efficiency opportunities

  • Evaluate the integrity of operational data and compliance with established policies and procedures through the audit process

  • Prepare and present audit reports with findings and recommendations to management

  • Follow up with management to ensure Management Action Plans have been implemented

  • Participate in special projects


【Education and Experience】

  • University education in Finance, Accounting, or Business

  • 8 to 10 years of external and/or internal audit experience, asset management experience required

  • Job title commensurate with experience


【Skills and Personal Attributes】

  • Team player, flexible

  • High degree of initiative

  • Knowledge of Japanese and Korean regulations

  • Some knowledge of Singapore, Chinese, and Australian regulations preferred

  • English speaking

  • Ability to multi-task amongst several projects with solid project management skills

  • Demonstrated ability to interact with management personnel

  • Proficiency at highlighting and documenting key issues and concerns

  • Excellent oral and written communication skills

  • Audit Workpaper, Data, and Flowcharting tools (TeamMate, Tableau, Visio)

  • Knowledge of investment management processes, operational risks, best practice standards, rules, and regulations preferred



  • Contact NAME: Bruna Hozumi


  • Click “Apply now” in the top right.